BMJ
2000;320:412-417 ( 12 February )
Papers
Exposure to foodborne and orofecal microbes
versus airborne viruses in relation to atopy and allergic asthma:
epidemiological study
Paolo M Matricardi
, research director a,
Francesco Rosmini
, scientist b,
Silvia Riondino
, research fellow a,
Michele Fortini
, research assistant a,
Luigina Ferrigno
, research assistant b,
Maria Rapicetta
, research director c,
Sergio Bonini
, research unit director d.
a Laboratorio di Immunologia ed
Allergologia, Divisione Aerea Studi Ricerche e Sperimentazioni, 00040 Pomezia,
Rome, Italy, b Laboratorio di Epidemiologia e
Biostatistica, Istituto Superiore di Sanita, Rome, Italy, c Laboratorio
di Virologia, Istituto Superiore di Sanita, d Istituto di
Medicina Sperimentale, Consiglio Nazionale delle Ricerche, Rome, Italy
Correspondence to: P M Matricardi matricardi.pm@mclink.it
Abstract
Objective: To investigate if markers of
exposure to foodborne and orofecal microbes versus airborne
viruses are associated with atopy and respiratory allergies.
Design: Retrospective case-control study.
Participants: 240 atopic cases and 240 non-atopic controls
from a population sample of 1659 participants, all Italian
male cadets aged 17-24.
Setting: Air force school in Caserta, Italy.
Main outcome measures: Serology for Toxoplasma gondii,
Helicobacter pylori, hepatitis A virus, measles, mumps,
rubella, chickenpox, cytomegalovirus, and herpes simplex
virus type 1; skin sensitisation and IgE antibodies to
relevant airborne allergens; total IgE concentration; and
diagnosis of allergic asthma or rhinitis.
Results: Compared with controls there was a lower prevalence
of T gondii (26% v 18%, P=0.027), hepatitis A virus
(30% v 16%, P=0.004), and H pylori (18% v
15%, P=0.325) in atopic participants. Adjusted odds ratios
of atopy decreased with a gradient of exposure to H
pylori, T gondii, and hepatitis A virus (none, odds ratio
1; one, 0.70; two or three, 0.37; P for trend=0.000045) but not
with cumulative exposure to the other viruses. Conversely, total
IgE concentration was not independently associated with any
infection. Allergic asthma was rare (1/245, 0.4%) and
allergic rhinitis infrequent (16/245, 7%) among the
participants (245/1659) exposed to at least two orofecal and
foodborne infections (H pylori, T gondii, hepatitis A
virus).
Conclusion: Respiratory allergy is less frequent in people heavily
exposed to orofecal and foodborne microbes. Hygiene and a
westernised, semisterile diet may facilitate atopy by influencing the
overall pattern of commensals and pathogens that stimulate the
gut associated lymphoid tissue thus contributing to the epidemic of
allergic asthma and rhinitis in developed countries.
Introduction
The theory that some infections in early childhood
may prevent atopic sensitisation (the "hygiene hypothesis")1-3
is hotly debated.4 Initial
evidence that some airborne infections exert a
"protective" effect5-7 was not
reproduced.8-11 These inconsistencies
may reflect differences in population samples and methodologies,
or the infections that prevent atopy may include others not
examined in those studies.12
We previously reported that atopy in Italian military cadets
was inversely related to seropositivity for hepatitis A
virus, a marker of high exposure to orofecal microbes.13
That observation, recently reproduced in a general
population sample,14 was
consistent with the hygiene hypothesis and with experimental models
suggesting that adequate stimulation of the gut associated lymphoid
tissue is necessary to avoid atopic sensitisation to environmental
allergens. 3 12
14-16 If this was true then other markers
of orofecal and foodborne infections, besides hepatitis A
virus, rather than markers of airborne viral infection should be
inversely associated with atopy at population level. To test this
working hypothesis we extended our survey on military cadets by
examining the relation of atopy, concentration of total IgE, and
respiratory allergy with seropositivity to eight other microbes - two
microbes mainly carried by food or transmitted by the orofecal
route (Toxoplasma gondii, Helicobacter pylori) and
six viruses transmitted by other routes, mainly airborne
(measles, mumps, rubella, chickenpox, cytomegalovirus, and
herpes simplex virus type 1).
Participants and methods
Study population
The study population is described in detail elsewhere. 3
17 Briefly, between October 1990 and
June 1991 we obtained informed consent from, and
examined, 1887 military cadets attending the air force
officers' school in Caserta, southern Italy. We recorded
details on date of birth, number of older and younger
siblings, paternal education, residence, and smoking habit. Lifetime
allergic rhinitis or asthma was diagnosed from the results of
a standard questionnaire, interview, physical examination, and
skin tests as previously reported. 13 17
The present study was completed by 1659 of the 1887 (87.9%)
participants. The study design was approved by the review
board authorities of the Italian armed forces.
Skin tests
Seven airborne allergens (mixed grass, Parietaria judaica,
Artemisia vulgaris, Olea europaea, Alternaria alternata, Dermatophagoides
pteronyssinus, and cat) were used for skin
testing (Standard Quality line, Pharmacia, Uppsala, Sweden) as
previously reported.13
Testing for IgE
The concentration of total IgE was determined with a
commercial assay (CAP-IgE FEIA, Pharmacia) in serum samples stored
at -70°C. The overall degree of IgE sensitisation to inhalant
allergens was evaluated with a multiallergen immunoassay
(Phadiatop-CAP, Pharmacia)17
and expressed as the logarithm of ratio units (logRU) so
calculated: logRU=log (fluorescence units in sample/fluorescence units
in reference serum). Accordingly, atopy was arbitrarily labelled
"high" (logRU 1.2,
267 participants), "low" (0-1.19, 296),
or "absent" (<0, 1096).13
Generally, participants with high atopy corresponded to
those with allergic rhinitis or asthma (referred to as
"atopic" in this article). 13 17
Most participants with low atopy had detectable but
clinically irrelevant concentrations of specific IgE.17
Study design
We randomly extracted 240 cases and 240 controls from
the 267 participants with high atopy and the 1096 non-atopic
participants respectively. Within each group there were no major
sociodemographic differences between selected and non-selected
participants. Serum samples of both groups were tested for IgG
antibodies to measles, mumps, rubella, chickenpox, herpes simplex
virus type 1, cytomegalovirus, T gondii, and H
pylori chosen according to the following criteria:
persistent antibody titres after infection, prevalence
>10%, acquisition usually in early life, no confounding effect
from immunisation, and route of transmission known. We also
tested the remaining 1179 participants, not included in the case-control
analysis, for IgG antibodies against T gondii and H
pylori.
Antibodies against microbial agents
Total antihepatitis A virus antibodies had been previously
determined in the whole population sample with a commercial
assay (HABA, Abbott, IL).13 Antibodies
(IgG) against measles, mumps, rubella, chickenpox, herpes
simplex virus type 1, cytomegalovirus, T gondii,
and H pylori were detected by immunoenzyme assays
(RADIM, Pomezia, Italy) according to the instructions. Vaccination
against measles, mumps, and rubella became available in
Italy in the 1980s and was very sporadically prescribed until the1990s18;
therefore we consider antibodies to these viruses in our
participants to be due to natural exposure.
Statistical methods
The association between each study factor and atopy was
estimated by odds ratios. We used cumulative indexes of
exposure (range none, any, and two or three) for microbes transmitted
by food or the orofecal route (T gondii, hepatitis A
virus, H pylori) and for the remaining viruses (range
1 to 5, no participant with 0); measles was
excluded (prevalence close to 100%). Confidence limits, 2
tests, and tests for trend were calculated by Epi-info. The independent
association of each study factor with atopy was estimated by odds
ratio in a logistic regression analysis by adjusting for age
(continuous variable) and for other variables (older and
younger siblings, paternal schooling, population density)
categorised as previously described.13
We performed a multiple regression analysis to determine
changes in geometric mean values of concentration of total
IgE in different groups, adjusting for age, older and younger siblings,
paternal schooling, population density, and smoking habits.
For multivariate analyses we used software from Biomedical Data
Processing.19
Results
Patterns of infections
The prevalence of serum markers of microbes transmitted
through the oral route was higher in the non-atopic than
atopic participants, with statistical significance for T gondii
and hepatitis A virus (table 1) even after adjustment
for each other and for H pylori (not shown). Conversely,
the presence of serum markers of all the six viruses
transmitted by other routes was not associated with atopy
(table 1).
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Table 1. Prevalence of
antibodies against selected infectious agents in 240 atopic
and 240 non-atopic Italian military cadets. Values
are numbers (percentages) of participants unless stated
otherwise
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Fig 1. Adjusted odds of being atopic according to cumulative indexes of exposure to T gondii, H pylori, and hepatitis A virus (P for linear trend 0.0010) or to mumps, rubella, chickenpox, herpes simplex virus type 1, and cytomegalovirus. Values were obtained in a multivariate analysis after adjusting for population density, paternal education, and number of older and younger siblings
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Dose response
In an attempt to verify whether the microbial agents had a
cumulative effect we created two gradients (indexes) as a
measure of lifetime cumulative exposure to T gondii, hepatitis
A virus, H pylori, and to mumps, rubella, chickenpox,
herpes simplex virus type 1, and cytomegalovirus;
measles was excluded (prevalence exceeded 95%). After
adjusting for relevant sociodemographic confounders, the
odds of being atopic decreased linearly with cumulative exposure to
H pylori, T gondii, and hepatitis A virus (P for linear
trend <0.001) but not with cumulative exposure to the
other viral infections examined (fig 1).
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Table 2. Atopy in 1659 Italian
military cadets according to index of exposure to Toxoplasma
gondii, Helicobacter pylori, and hepatitis A virus
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In the whole population sample, the frequency of
high atopy was 2.7 times higher (20.1% v 7.8%, P=0.00012)
among participants with no antibodies against T gondii,
H pylori, and hepatitis A virus than among those with
two or three positive results (table 2).
Additionally, cumulative exposure to T gondii, H pylori,
and hepatitis A virus was inversely related to skin sensitisation
to all allergens tested, except P judaica, and to allergic
rhinitis or asthma (table 3).
Interestingly, allergic asthma was diagnosed in only 1 of
245 (0.4%) participants seropositive to at least two
orofecal or foodborne infections (H pylori, T gondii,
hepatitis A virus) and allergic rhinitis was diagnosed in
only 16 of 245 (6.5%) versus 38 of 796 (4.8%)
and 123 of 796 (15.5%) respectively in
participants seronegative to H pylori, T gondii, and
hepatitis A virus.
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Table 3. Skin sensitisation
and respiratory allergies among 1659 Italian
military cadets according to an index of exposure to Toxoplasma
gondii, Helicobacter pylori, and hepatitis A virus.
Values are numbers (percentages) of participants unless
stated otherwise
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Table 4. Concentrations of
total IgE among 1659 Italian military cadets
according to atopy and an index of exposure to Toxoplasma
gondii, Helicobacter pylori, and hepatitis A virus.
Values are geometric mean (SD) unless stated otherwise
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Exposure to orofecal and foodborne infections,
total IgE concentration, and atopy
Geometric mean values for concentration of total IgE were
only slightly higher (P=0.09) in participants not exposured
to hepatitis A virus, T gondii, and H pylori, and this
small difference tended to disappear after adjustment for atopy
(table 4). Multivariate analysis, adjusted for
relevant sociodemographic factors and atopy, confirmed that
the cumulative exposure to H pylori, T gondii,
and hepatitis A virus was not associated with concentration
of total IgE (not shown).
We plotted the percentages of participants with
atopy against intervals of total IgE concentration on a log scale (fig 2).
As expected, concentrations of total IgE were closely related
to the prevalence rate of atopy in the whole population. The
three other curves represent subgroups stratified according
to index values of exposure to T gondii, hepatitis A
virus, and H pylori. Interestingly, the prevalence of
atopy increased with decreasing exposure to orofecal or
foodborne infections within the three subgroups whose
concentration of total IgE was between 160 kU/l and
1280 kU/l (fig 2). For example, the frequency of
atopic participants with concentrations between 160 kU/l
and 320 kU/l was 28% (38 of 136) among those not
exposured to T gondii, hepatitis A virus, or H
pylori, and only 8% (3 of 38) among those exposured to at
least two of these infections.
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Fig 2. Relation between total IgE concentration and atopy according to cumulative exposure to T gondii, H pylori, and hepatitis A virus in 1659 Italian military cadets. Atopy is shown as the percentage of participants, grouped according to IgE concentration, who had a high concentration of specific IgE against airborne allergens
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Discussion
Mode of transmission of infections inversely
associated with atopy
We found that atopy and respiratory allergies were inversely
related to a gradient of exposure to orofecal or foodborne
infections (T gondii, hepatitis A virus, and H pylori)
but not to viruses transmitted through other routes - that is,
mumps, rubella, chickenpox, herpes simplex virus type 1, and
cytomegalovirus. The power of our study to detect an
association between atopy and measles was limited by the
high prevalence of this illness. It follows, however, that
virtually none of our atopic participants had been
"protected" against atopy by measles. Additionally, it is
unlikely that the observed associations were confounded by low
socioeconomic status because they persisted after adjustment for
paternal education, which is strongly inversely associated with
atopy in Italy.20
Hepatitis A virus is a typical orofecal infection,
which is also acquired from contaminated food and water; T gondii
is acquired mainly through ingestion of unwashed raw
vegetables contaminated by the faeces of infected mammals
(mainly cats) and meat containing tissue oocysts21;
H pylori has been cultured from human faeces,22
house flies,23 and sheep milk,24
and intrafamilial early cross infection through the faecal
to oral or oral to oral route or by ingestion of
contaminated food and water has also been suggested. 22
25 By contrast, measles, mumps, rubella,
and chickenpox are highly infectious airborne viruses the
transmission of which is less affected by hygiene. Herpes
simplex virus and cytomegalovirus are acquired mainly
through prolonged person to person contacts.
To our knowledge, we present the first
epidemiological evidence that orofecal and foodborne microbes are
better candidates than airborne respiratory viruses as
determinants of an atopy "protective" effect.
Lymphoid sites
This study suggests that gut associated lymphoid tissue is
the site where immune deviation in the response to common airborne
allergens is influenced by adequate exposure to microbes. Animal
models lend biological plausibility to this interpretation: in
the mouse, gut flora is essential in postnatal preferential enhancement
of T helper 1 immunity toward environmental antigens26;
intestinal bacteria regulate IgE isotype switching in rats27;
T helper 2 responses of germ free mice are not susceptible
to oral tolerance induction28;
and reconstitution of intestinal microflora or oral
administration of microbial substances (lipopolysaccharide) restore
this susceptibility so preventing atopy. 26
28
Consistent with these animal models our data also
suggest that microbes need not cause disease to exert a protective
effect against atopy. For example, most cases of postnatal
acquisition of T gondii are subclinical, but T
gondii strongly stimulates dendritic cells to produce in
vivo interleukin 12,29 a key molecule
in the deviation of T cell responses toward the TH1 phenotype.26
Our study does not, however, rule out that airborne bacteria
which induce disease such as mycobacterium tuberculosis,6
or inhaled bacterial substances (endotoxins),26
may help to prevent respiratory allergy by stimulating other
sites (for example, bronchial associated lymphoid tissue,
Waldayer's ring, and related lymph nodes).
Effects of diet and animals on atopy
Our data may shed light on the role of diet in the allergy
and asthma epidemic. They support the hypothesis that daily
ingestion of traditionally processed food, not treated with
antimicrobial preservatives and not subjected to hygienic procedures,
may help to prevent atopy. 12 30
A traditional or "unhygienic" diet may act either
by providing adequate daily microbial stimulation of the
mucosal immune system (for example, Mycobacteria spp),31
or by favouring gut colonisation and high turnover of appropriate
commensals (for example, enterobacteriaceae, Lactobacillus spp).
15 16
Our results also impinge on the controversial debate
as to whether close contact with domestic animals (dogs and cats)
affords protection against allergy.32
The inverse relation between T gondii and atopy may
imply that higher exposure to microbes and their antigens
released by animals may prevent atopy, a hypothesis borne
out by studies of farmers' children.33
Caution should, however, be exercised because early exposure
to pets in an hygienic context can facilitate specific IgE
sensitisation to their allergens in predisposed people.
Time frame of balance between infections and
atopy
Although the infections examined are usually acquired in
infancy, it was not possible to determine how early the
cadets became infected. We do not, however, necessarily attribute a
direct causal role to H pylori, hepatitis A virus, or T
gondii in the observed lower risk of atopy. Rather, we
consider that seropositivity to these microbes is a very
reliable proxy of being reared in an environment that
provides a higher exposure to many other orofecal or
foodborne microbes, which may exert effects that prevent
atopy. Our data suggest that appropriate microbial stimulation
in people exposed to T gondii, hepatitis A virus, or H
pylori may have prevented atopy completely in early infancy or,
in some participants, it may have acted later to prevent a low
subclinical sensitisation that started during childhood from increasing
during adolescence and triggering allergic respiratory symptoms.
Thus we hypothesise that prevention of the atopic
tendency may not be dichotomous (a yes or no event) or limited
exclusively to a certain "window" period (very
early in life). Rather it may be a dynamic and quantitative
process extending at least to adolescence and subjected to
genetic factors that regulate how early and intense must a
continuous microbial exposure be to afford permanent protection from
atopic sensitisation or to delay its onset.12
Independent associations of total IgE
concentration and hygiene with atopy
We found that exposure to T gondii, H pylori, and
hepatitis A virus was inversely associated with atopy but not
with concentrations of total IgE. This confirms that concentration
of total IgE is subjected to regulatory mechanisms and
environmental influences distinct from those of specific
IgE. 34 35
Interestingly, even participants with only moderately high
concentrations of total IgE were more frequently atopic if
never exposed to the orofecal or foodborne infections
examined.
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What is already
known on this topic
Investigations of the atopy
"preventing" effect attributed to some airborne
respiratory infections have produced conflicting data thus
challenging the hypothesis that hygiene is causing the allergy
and asthma epidemic in western countries
Studies in animals showed that microbes that
prevent atopy may be those stimulating gut associated lymphoid
tissue
What this paper adds
This case-control study found that atopy was
inversely related to markers of infections transmitted through
the orofecal route or borne by contaminated hands or foods (Toxoplasma
gondii, Helicobacter pylori, hepatitis A virus) but
not to those mainly transmitted through other routes (measles,
mumps, rubella, chickenpox, cytomegalovirus, herpes simplex
virus type 1)
The data support the hypothesis that in
humans, as in rodents, inadequate stimulation by commensals or
pathogens of gut associated lymphoid tissue, a critical site
for maturation of the mucosal immune system, enhances the risk
of atopy
We suggest that the features of a
westernised lifestyle involved in the allergy and asthma
epidemic include a westernised diet with its antimicrobial
additives and low microbial content and the dramatic decline in
the transmission of orofecal infection. More research is needed
to confirm this scenario and to establish whether certain
microbes or their molecules may be used to prevent atopy
without causing infectious disease
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In the absence of helminth infection, which strongly
induce polyclonal and specific IgE responses, concentrations of total
IgE are significantly determined by genetic factors.
Consequently, our data suggest that the level of individual
genetic predisposition required to develop significant
atopic responses decreases parallel to exposure to orofecal
or foodborne microbes. We speculate that similar curves
would be observed in a population developing from a
traditional to a western lifestyle. A practical implication is
that the cut off point (if any) for a "normal" concentration
of total IgE probably decreases with progressive westernisation.
We anticipate, however, that in rural areas of developing
countries where orofecal or foodborne infections are
associated with heavy helminth infection, the relations
reported in this study may be only partially reproduced.36
Conclusions
The decline of orofecal and foodborne infections and changes
in the overall pattern of commensals and pathogens that
stimulate gut associated lymphoid tissue may be strong determinants
of the epidemic of allergic rhinitis and asthma in developed
countries. Although further studies are required to verify
this conclusion, it is not inconceivable that we may soon
use certain microbes or their molecules to prevent atopy
without causing infectious disease.31
Acknowledgments
We thank M Szklo for helpful discussion, A Palermo,
R Vitalone, A Di Pietro, and A Rossi for technical assistance during
data collection, Dr P Chionne for assistance in testing
hepatitis A virus antibodies, Mrs Jean Gilder for reviewing
and editing the English, and the military cadets of the
non-commissioned officers' school in Caserta for
participating in this study.
Contributors: PMM designed the study, coordinated
data collection and serum allergy assays, and wrote the initial draft
of the manuscript. MR was responsible for testing hepatitis A virus
antibodies. SR, assisted by MF, was responsible for all the others
serological assays of infectious markers. FR assisted PMM in study
design and was responsible for statistical analysis together with LF.
SB and FR assisted PMM with data discussion and the preparation of the
final draft of the manuscript. PMM and FR will act as guarantors for
the paper.
Footnotes
Funding: Italian armed forces 3001-96/97.
Competing interests: None declared.
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(Accepted 1 December 1999)
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